Investment Managers and Advisors. R.H. Bluestein & Company is comprised of experienced professionals dedicated to the goal of achieving superior investment results by. DEFINITION of 'Registered Investment Advisor - RIA' An advisor or firm engaged in the investment advisory business and registered either with the Securities and. A Registered Investment Adviser (RIA) is an investment adviser (IA) registered with the Securities and Exchange Commission or a state's securities agency. The. DEFINITION of 'Investment Advisers Act of 1940' A piece of legislation passed in 1940 that, among other things, defined the role and responsibilities of an investment. Welcome to Herbert R. Smith & Company. Herbert R. Smith & Company began in 1970 as an investment advisory firm dedicated to providing professional investment. ThinkAdvisor features all the investment news, in-depth analysis, market data and tools financial advisors need to grow their businesses and their bottom line. I understand that this website has been established for information purposes only. The information on this website does not constitute an offer or recommendation, to. Cumberland Advisors ® is registered with the SEC under the Investment Advisors Act of 1940. All information contained herein is for informational. Индексный Фонд Российской Федерации ОАО Базовый Индекс Капитала (БИК) - лучшее средство. Statistical analysis done by Energy Spectrum Advisors Inc. ( ESA ) shows that a potential buyer or seller can use the property's Proved R/P in order to determine the.